Topic: ASIC

ASIC is Australia's peak corporate regulator. We can advise members on what it does and what it means for you

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Tougher new ASIC warns directors

In last week’s federal Budget, The Australian Securities and Investments Commission (ASIC) was awarded more than $400 million in extra annual funding over four years, 25 per cent more than last year. ...

ASIC actions on recommendations from the Hayne Royal Commission

Commissioner John Price explains how ASIC is working to carry out the 12 recommendations for legislative change from the banking Royal Commission.

ASIC: Who regulates the regulator?

In the wake of the banking Royal Commission, a new regulatory body responsible for monitoring ASIC's accountability is up for debate.

Prime Trust verdict offers important guiding principles for directors

Recent High Court judgement against the directors of Prime Trust has raised questions regarding ASIC's enforcement conduct, says Professor Pamela Hanrahan.

Stronger corporate penalties are here

The Treasury Laws Amendment (Strengthening Corporate and Financial Sector Penalties) Bill 2018 was passed by Parliament on 18 February 2019. The Bill –introduced into Parliament in October last ...

ASIC on the 2018 AGM season

The Australian Securities and Investments Commission (ASIC) reports on its observations of an Annual General Meeting Season conducted in “unique circumstances” and heightened sha...

ASIC says its time to review margin loans

ASIC Commissioner Cathie Armour says it could be time for companies to rethink their policy on margin loans for directors and officers.

ASIC's role in developing the regtech sector

The corporate watchdog has a critical role to play in regulatory technology, writes ASIC Commissioner John Price.

Financial Services Royal Commission - Interim Report

The AICD has provided a submission on the Interim Report of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (Royal Commission)

What directors need to know about ASIC's new supervisory approach

ASIC will use a new approach to ensure a more responsible attitude towards decision making in the financial services industry.
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